Regulatory Disclosures

All persons using the www.riverrock.eu (“RiverRock Website”) expressly agree to the foregoing disclaimer as a pre-condition to using the RiverRock Website for any purpose whatsoever. The RiverRock Website gathers information about RiverRock European Capital Partners LLP, RiverRock Securities, RiverRock Technology Solutions and RiverRock Capital Management Advisory Limited (the “RiverRock Companies”). The RiverRock Website has been provided for information purposes only and may not be relied upon by you in evaluating the merits of investing in any securities or interests referred to on this website. This website is not for retail investors and is directed only at investment professionals as defined in Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 or qualified investors within the meaning of Article 2(1)(e) of the Prospectus Directive (“Qualified Investors”). For the purposes of this provision, the expression “Prospectus Directive” means Directive 2003/71/EC (as amended by Directive 2010/73/EU).

The RiverRock Companies may change these conditions, at any time, which will be posted accordingly on the RiverRock Website. Your access to the RiverRock Website is governed by the relevant conditions in place at the time of browsing. To the maximum extent permitted by law, the RiverRock Companies disclaim all liability to you arising out of your use of the RiverRock Website. All disputes relating to these conditions or your use of the RiverRock Website are governed by the laws of England and Wales. The RiverRock Website is intended solely for the use of eligible counterparties or professional clients, for the purposes of the UK Financial Conduct Authority’s rules, who can afford the risks inherent in the instruments offered or managed by RiverRock Companies. By accessing the password-protected area of the RiverRock Website , you agree to immediately contact the RiverRock Companies if there is any change in your status as an eligible counterparty or professional client. All registered users (“User”), including individuals and entities, should communicate with their legal or financial advisors if they believe that their status has changed. All persons subscribing for an investment must be able to bear the risks involved and must meet the suitability requirements relating to such investments.

The RiverRock Website is not intended as, and is not to be taken as an offer or solicitation with respect to the purchase or sale of any security or interest, nor does it constitute an offer or solicitation in any jurisdiction, including those in which such an offer or solicitation is not authorised to any person to whom it is unlawful to make such a solicitation or offer. The materials on the RiverRock Website are not being offered in the United States or to U.S. Persons (as defined in Regulation S under the U.S. Securities Act 1933). All investments and services mentioned on the RiverRock Website are directed only at non-U.S. Persons who are eligible counterparties or professional clients. Instruments and services to which this website relates are available only to such persons. NONE OF THE SECURITIES REFERRED TO IN THE WEBSITE HAVE BEEN OR WILL BE REGISTERED UNDER THE US SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY OTHER JURISDICTION AND MAY BE OFFERED AND SOLD IN THE UNITED STATES AND ELSEWHERE ONLY IN ACCORDANCE WITH AN APPLICABLE EXEMPTION FROM THE REGISTRATION REQUIREMENTS THEREOF.

Whilst the information contained on the RiverRock Website has been given in good faith and every effort has been made to ensure its accuracy. The information and any opinions contained herein have been obtained from or are based on sources which are believed to be reliable. The RiverRock Companies expressly disclaim making any express or implied warranties with respect to the fitness of the information contained herein for any particular usage, its merchantability or its application or purpose. The RiverRock Website is not intended to constitute, and should not be construed as investment advice. Prior to making any investment or hiring any investment manager you should consult with a professional financial advisor, legal and tax advisor to assist in due diligence as may be appropriate and determining the appropriateness of the risk associated with a particular investment.

Furthermore, to the extent permitted by law, neither the funds managed by RiverRock European Capital Partners LLP nor any of their agents, service providers or professional advisers assumes any liability or responsibility nor owes any duty of care for any consequences of any person acting or refraining to act in reliance on the information contained in the RiverRock Website or for any decision based on it. In particular, neither of the RiverRock Companies shall be liable for any direct or indirect loss or damage to you, any loss of profits, loss of business, revenue, data, goodwill or anticipated servicing, or any consequential loss or damage.

Additionally, by accessing the password-protected area of the RiverRock Website, any prospective investor in any of the RiverRock Companies’ instruments should review the prospectus of the funds and strategies before making an investment decision and should rely only on the information contained in the instrument offering documentation. Past performance is not necessarily indicative of future results. The actual performance realised by any given investor will depend on, amongst other things, the Fund invested into, the class of shares/interests subscribed for the period during which such shares/interests are held and in what currency such shares/interests are held. Prospective investors should take appropriate advice, on the legal requirements, possible tax consequences, foreign exchange restrictions or exchange control requirements that they may encounter under the laws of the countries of their citizenship, residence or domicile and that may be relevant to the subscription, purchase, holding, exchange, redemption or disposal of any investments. RiverRock Companies reserve the right to terminate, at any time, any User’s account without giving notice or a reason for such termination to the User.

Users of the RiverRock Website may view, download and print information and materials for its personal and internal business use provided that all hard copies contain all copyright and other applicable notices; all content on the RiverRock Website is protected by copyright. All Users may not reproduce, modify, copy, alter in any way, distribute, sell, resell, transmit, transfer, license, assign or publish any information obtained from the RiverRock Website. Users shall not use this site at any time for any purpose that is unlawful or prohibited and shall comply with any applicable local, state, national or international laws or regulations when using the RiverRock Website.

RiverRock Companies, and the logos and marks included on the RiverRock Website that identify the RiverRock Companies’ services and products are proprietary materials. The use of such terms and logos and marks without the express written consent of RiverRock Companies is strictly prohibited. Copyright in the pages and in the screens of the RiverRock Website, and in the information and material therein, is proprietary material owned by RiverRock Companies unless otherwise indicated. The unauthorized use of any material on the RiverRock Website may violate numerous statutes, regulations and laws, including, but not limited to, copyright, trademark, trade secret or patent laws.

If any provision in this Disclaimer Agreement is held to be invalid or unenforceable, then the remaining provisions shall continue in full force and effect.