Head of Compliance
Sian is Head of Compliance for the RiverRock group and is approved as SMF 16 & 17 under the FCA’s Senior Managers and Certification Regime.
Prior to joining RiverRock, Sian was Compliance Officer at Stone Milliner Asset Management LLP with responsibility for compliance monitoring and advice to the firm and the investor relations team. She was also involved in many regulatory and operational projects and provided legal services to the funds. Her previous experience includes Morgan Stanley as Manager, Tax Structured Products and of Equity operations.
Sian completed the CISI Investment Compliance Diploma and also holds a postgraduate diploma in Professional Legal Practice.