Chris

Lis

Compliance Officer

Chris has over 20 years of experience in compliance roles in asset management, hedge funds and the FCA.  He has worked across a number of different asset classes and his roles have included FCA applications, implementation of new regulations, drafting policies and procedures, implementing compliance monitoring and surveillance programmes and the development and delivery of compliance training.

Chris has a degree in Physics and a Securities and Investment Institute Diploma in Compliance and Regulation