Regulation

This website is issued by RiverRock European Capital Partners LLP and RiverRock Securities Limited (collectively, “RiverRock”), each of which is authorised and regulated in the United Kingdom by the Financial Conduct Authority (“FCA”). The information in this website was prepared by RiverRock only for, and is directed only at, persons in the European Economic Area that qualify as Professional Clients or Eligible Counterparties under the FCA rules, including appropriate institutional investors and intermediaries. The information in this website is not intended for the use of and should not be relied on by any person who would qualify as a Retail Client. In addition, access to the information included on, and the services and/or products described on, this website may be restricted to certain other categories of persons or in some countries. It is your responsibility to be aware of and to observe all applicable laws and regulations of any relevant jurisdiction. You hereby acknowledge this website is intended only for persons meeting the requirements noted above and represent that you are authorised to access the information contained on this website under applicable law.

RiverRock European Capital Partners LLP is a limited liability partnership incorporated in England and Wales (number OC344335), with its registered address at 15 Wrights Lane, London W8 5SL.

RiverRock Securities Limited is a limited liability company incorporated in England and Wales (number 06809259), with its registered address at15 Wrights Lane, London W8 5SL.

Use of Site

Use of this website is subject to the following terms and legal notices (“Terms of Use”). You may not use this website for any purpose that is unlawful or prohibited by these Terms of Use.

Upon access to this website, you consent to the Terms of Use and in particular, you acknowledge and confirm that:

  • You qualify as a Professional Client or Eligible Counterparty under the FCA rules; and/or
  • You are authorised to access this website under applicable law.
  • The value of investments and any income from them may go down as well as up. You may not get back all of your original investment.
  • Past performance is not a reliable indicator of future results. You should be aware that indications of past performance displayed on this website will not necessarily be repeated.
  • Rates of exchange may cause the value of underlying investments to go up or down

Access

The information in this website was prepared by RiverRock only for, and is directed only at, persons that qualify as Professional Clients or Eligible Counterparties under the FCA rules, including appropriate institutional investors and intermediaries. The services provided by RiverRock are available only to such persons. The information in this website is not intended for the use of and should not be relied on by any person who would qualify as a Retail Client.

RiverRock is established in the United Kingdom, which is a member state of the European Economic Area (the “EEA”). Accordingly, this website is issued by RiverRock to firms and other persons that are both resident in and accessing this website from any member state of the EEA in reliance on its rights under the Directive on Electronic Commerce (number 2000/31/EC). The member states of the EEA are: Austria, Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Liechtenstein, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovak Republic, Slovenia, Spain, Sweden and the United Kingdom.

If you are not resident in an EEA member state or you are viewing this website in a country that is not an EEA member state, information displayed on this website contains material that may be interpreted by the relevant authorities in the country from which you are viewing the website as a financial promotion or an offer to purchase securities. Accordingly, the information on this website is not intended for you. By reviewing the information in this website, you hereby acknowledge this website is intended only for persons meeting the requirements noted above and represent that you are authorised to access the information contained on this website under applicable law (e.g., you fall outside the scope of any law that seeks to regulate financial promotions in your country of residence or in the country in which the website is being viewed). If you are uncertain about your position under the laws of your country of residence or the country in which the website is being viewed then you should consult your legal adviser.

Investment Management

The description of the investment management services and processes in this website is necessarily general in nature. The terms and conditions applicable to individual investors will be set out in the applicable contract or offering document.

Investments

Applications to invest in any product referred to on this website must only be made on the basis of the documentation relating to the specific investment.

Risk Warnings

You should always bear in mind that:

Technology
Information regarding RiverRock’s technology platform is provided for informational purposes only and reflects RiverRock’s beliefs with respect thereto as of a particular date. The information included herein may become out of date and RiverRock makes no commitment, and disclaims any duty, to update such information. In addition, events over which RiverRock has no control, such as natural disasters, acts of terrorism and other similar occurrences, may affect the functionality and availability of the systems described herein. While RiverRock has dedicated substantial resources to its technology systems, there can be no guarantee that such systems will function continuously or not experience outages, malfunctions and other impairments.

No Reliance

Although RiverRock has taken all reasonable care to ensure that the information contained within the website is accurate at the time of the publication, no representation or warranty (including liability towards third parties), express or implied, is made as to its accuracy, reliability or completeness of such information by RiverRock. Opinions and any other contents on this website are provided by RiverRock for personal use and informational purposes only and are subject to change without notice.

No Advice

Nothing contained on the website constitutes investment, legal, tax or other advice nor is to be relied on in making an investment or other decision. You should obtain appropriate professional advice before making any investment decision.

No Offer

The information on this website (including, but not limited to, any documentation, data, literature or other material) is issued by RiverRock for information only. It does not constitute an offer by RiverRock to enter into any contract or agreement, nor is it a solicitation to buy or sell any investment.

Data Protection

RiverRock may collect personal data about you such as your name, address, telephone number, email address details and other information as part of the registration process for this website and during your use of it. RiverRock uses this information to provide this website and other services to you. Data is processed in compliance with UK data protection law.
You also agree that RiverRock has the right to transfer personal data to its associates and affiliates and service providers, whether inside or outside the EEA, for the purpose of providing services to you.
Please note that by submitting personal data you are consenting to such information being processed for the purposes referred to above.

Cookies

Like many websites, this website may use “cookies”. A cookie is a piece of data stored on a user’s device containing information about the user’s visit. Cookies are of various types and have different purposes.

You can change the user settings in your browser to prevent this website storing cookies on your device. You can find out how to do this, and find more information on cookies, at: www.allaboutcookies.org.

No Warranty; Liability

RiverRock does not warrant as to the adequacy, accuracy, reliability or completeness of any information on the website and expressly disclaims any liability for errors or omissions therein. You are responsible for evaluating the adequacy, accuracy, reliability and completeness of any information or the content available on the website.

RiverRock makes no guarantee as to the adequacy, accuracy, reliability or completeness of any information on any website to which you gain access via a hypertext or other link from this website.

If you are in any doubt about the information contained on this website, please contact us or consult your usual professional adviser.

RiverRock will not be liable for any damages (including without limitation loss of profit or loss of use) arising out of your use or delay or inability to use this website, its content or any link to another website arising in contract, tort (including negligence) or otherwise. RiverRock does not however exclude liability for death or personal injury caused by negligence.

Termination

RiverRock may terminate your access and use of any part of this website at any time without notice (whether or not you are in breach of any of these Terms of Use).

Confidentiality

Certain parts of this website are accessible only with a password. If RiverRock issues you with a password (a “Password”) you shall keep it confidential and not share it with any other person. You shall keep content accessed with a Password confidential and not disclose it to any other person. This does not apply to any content which comes into the public domain other than through your breach of these Terms of Use. You shall be responsible for any access to the website (whether or not authorised by you) made using such Password.

Intellectual Property

Content included in this website is owned by RiverRock or its licensors and may be accessed for your own personal, non-commercial use only (whether or not it is confidential). Where the functionality is provided, you may also for this purpose download reasonable excerpts of this content to your own device. Other than this, you may not copy, perform, publish, modify, transfer, commercially exploit or otherwise use any content obtained from this website.

RiverRock expressly prohibits linking by other sites to any part of this website other than the home page (so-called “deep-linking”) or other than where RiverRock has otherwise expressly given permission. In addition, RiverRock expressly prohibits the linking to the home page of this website in such a manner that suggests or could be understood to imply that any part of this website is part of another website and, in particular, third parties must not frame or use other techniques to enclose any part of this website.

Links

RiverRock does not control, endorse and is not responsible for the availability or content of any third party websites available via this website through a link.

Law and Jurisdiction

These Terms of Use shall be governed by and interpreted in accordance with English law and the courts of England shall have non-exclusive jurisdiction to hear all disputes arising in connection with these Terms of Use.